Financial Services Regulation

Financial Services Regulation

We can support you in your objective to meet your regulatory needs

The world of financial services regulation is one that constantly changes and we at gunnercooke are well positioned to help financial institutions navigate their way through the myriad of regulatory requirements that affect them.

Led by one of one of our partners with more than 15 years’ experience in advising on financial regulatory matters, gunnercooke can support you in your objective to meet your regulatory needs, ensure your staff are up to date with new and forthcoming regulatory requirements and report to your business on new regulations.

We advise on:

  • The impact of current and future financial services legislation and Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) Rules on a firm’s business;
  • Assistance with the PRA and FCA authorisation processes for firms and approval process for individuals;
  • Drafting and negotiating compliant financial promotions, customer terms of business, distribution and outsourcing agreements;
  • The regulatory aspects of M&A transactions involving financial institutions;
  • Drafting compliance policies and procedures.

Who we act for:

  • Consumer credit providers
  • Corporate finance advisers
  • Banks
  • Crowdfunding platforms
  • Investment funds


Banking Commercial Corporate Construction & Engineering Dispute Resolution Employment and Pensions Family Law Intellectual Property Spanish Desk Private Client Real Estate and Construction Restructuring and Business Growth Tax
Our partners operate across all sectors, but we have partners that are specialists in the following:
Israel Financial Services Regulation Infrastructure Tax & Business Investigation Art Advisory Civil fraud and asset tracing Energy Healthcare Planning, Environment, Health & Safety Private Equity and funds Regulated Procurement Shipping and International Trade

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