Sarah is responsible for ensuring compliance with the SRA handbook and all other regulatory requirements that apply to the firm.
This includes keeping all up to date on:
This is achieved by ensuring we have effective policies and procedures in place and then monitoring what really happens across the firm to ensure that these policies are processes are followed. Sarah maintains records of all compliance failures, provides support to remedy any issues and implements risk management controls.
Sarah has several aims for improving and upholding compliance procedures at gunnercooke
Sarah deals with various enquires both sensitive and general providing a service for all areas of regulation, risk and compliance. These are both bespoke areas to law firms as well as business in general.
She also often helps to assist partners with CPD seminars/webinars.