Financial Services (Contentious)

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For further advice please contact us for a consultation.

+44 (0)3330 143 401 [email protected]

If you are a significant shareholder in a Listed PLC and there are significant errors or omissions in a Prospectus or an inaccurate RNS announcement made by the Company we may be able to assist you in the pursuit of those claims against the Listed PLC .


gunnercooke’s contentious Financial Services offering is wide ranging and includes assisting individuals (regulated and non regulated) and corporates in FCA regulatory enquiries and investigations relating to market abuse and other regulatory infractions. It also includes acting for Claimants in relation to the misselling of complex structured financial products as well as pursuing civil claims against Banks and other Financial Services Providers on behalf of their customers for breaches of COBS. We also have experience of assembling group actions as well as complaints to the Financial Ombudsman Service.

Who we act for

  • Institutions
  • Hedge funds
  • Wealth managers
  • Trust Companies
  • Retail clients

Our work in Financial Services includes

High Court litigation as well as Mediation and Arbitration and assisting clients in relation to Foreign Proceedings in Europe and the USA.

Notable cases

  • Numerous interest rate swap misselling claims including libor manipulation for professional and retail clients against major banks
  • Actions for clients relating to fraudulent and negligent misrepresentations against financial firms
  • Advising both regulated and not regulated entities in relation to proceedings brought by the FCA for market abuse
  • FCA/SEC Whistleblower claims

Key Contacts

Rita Sheth


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